Code of Ethics

Evidencial Financial Consulting has adopted a Code of Ethics to address investment advisory conduct. The Code focuses primarily on Fiduciary duty, personal securities transactions, insider trading, gifts, and conflicts of interest. The Code includes Evidencial Financial Consulting’s policies and procedures developed to protect client’s interests about the following topics:

  • The duty at all times to place the interests of clients first

  • The requirement that all personal securities transactions be conducted in such a manner as to be consistent with the code of ethics

  • The responsibility to avoid any actual or potential conflict of interest or misuse of an employee’s position of trust and responsibility

  • The fiduciary principle that information concerning the identity of security holdings and financial circumstances of clients is confidential

  • The principle that independence in the investment decision-making process is paramount